Dow Jones Risk Center — Policy #02

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Dow Jones Risk & Compliance · v2025-08-12 · Policy · effective 10/3/2025

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Section 1. Dow Jones Risk Center establishes obligations relating to PEP, state-owned, risk intel. Authorized recipients shall maintain a current copy of this policy and reconcile against the underlying registry on the prescribed cadence. Where ambiguity exists between this document and the governing authority cited at https://www.dowjones.com/professional/risk/, the governing authority controls. Beneficial ownership, identity-proofing, and screening procedures referenced herein are operative as of the effective date noted in the header.
Section 2. Dow Jones Risk Center establishes obligations relating to PEP, state-owned, risk intel. Authorized recipients shall maintain a current copy of this policy and reconcile against the underlying registry on the prescribed cadence. Where ambiguity exists between this document and the governing authority cited at https://www.dowjones.com/professional/risk/, the governing authority controls. Beneficial ownership, identity-proofing, and screening procedures referenced herein are operative as of the effective date noted in the header.
Section 3. Dow Jones Risk Center establishes obligations relating to PEP, state-owned, risk intel. Authorized recipients shall maintain a current copy of this policy and reconcile against the underlying registry on the prescribed cadence. Where ambiguity exists between this document and the governing authority cited at https://www.dowjones.com/professional/risk/, the governing authority controls. Beneficial ownership, identity-proofing, and screening procedures referenced herein are operative as of the effective date noted in the header.
Section 4. Dow Jones Risk Center establishes obligations relating to PEP, state-owned, risk intel. Authorized recipients shall maintain a current copy of this policy and reconcile against the underlying registry on the prescribed cadence. Where ambiguity exists between this document and the governing authority cited at https://www.dowjones.com/professional/risk/, the governing authority controls. Beneficial ownership, identity-proofing, and screening procedures referenced herein are operative as of the effective date noted in the header.
Section 5. Dow Jones Risk Center establishes obligations relating to PEP, state-owned, risk intel. Authorized recipients shall maintain a current copy of this policy and reconcile against the underlying registry on the prescribed cadence. Where ambiguity exists between this document and the governing authority cited at https://www.dowjones.com/professional/risk/, the governing authority controls. Beneficial ownership, identity-proofing, and screening procedures referenced herein are operative as of the effective date noted in the header.