BSA / FinCEN 314(b) Guidance — Regulation #04

Published

FinCEN · v2026-10-07 · Regulation · effective 7/13/2025

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Section 1. BSA / FinCEN 314(b) Guidance establishes obligations relating to BSA, AML, 314(b). Authorized recipients shall maintain a current copy of this regulation and reconcile against the underlying registry on the prescribed cadence. Where ambiguity exists between this document and the governing authority cited at 31 C.F.R. § 1010.540, the governing authority controls. Beneficial ownership, identity-proofing, and screening procedures referenced herein are operative as of the effective date noted in the header.
Section 2. BSA / FinCEN 314(b) Guidance establishes obligations relating to BSA, AML, 314(b). Authorized recipients shall maintain a current copy of this regulation and reconcile against the underlying registry on the prescribed cadence. Where ambiguity exists between this document and the governing authority cited at 31 C.F.R. § 1010.540, the governing authority controls. Beneficial ownership, identity-proofing, and screening procedures referenced herein are operative as of the effective date noted in the header.
Section 3. BSA / FinCEN 314(b) Guidance establishes obligations relating to BSA, AML, 314(b). Authorized recipients shall maintain a current copy of this regulation and reconcile against the underlying registry on the prescribed cadence. Where ambiguity exists between this document and the governing authority cited at 31 C.F.R. § 1010.540, the governing authority controls. Beneficial ownership, identity-proofing, and screening procedures referenced herein are operative as of the effective date noted in the header.
Section 4. BSA / FinCEN 314(b) Guidance establishes obligations relating to BSA, AML, 314(b). Authorized recipients shall maintain a current copy of this regulation and reconcile against the underlying registry on the prescribed cadence. Where ambiguity exists between this document and the governing authority cited at 31 C.F.R. § 1010.540, the governing authority controls. Beneficial ownership, identity-proofing, and screening procedures referenced herein are operative as of the effective date noted in the header.
Section 5. BSA / FinCEN 314(b) Guidance establishes obligations relating to BSA, AML, 314(b). Authorized recipients shall maintain a current copy of this regulation and reconcile against the underlying registry on the prescribed cadence. Where ambiguity exists between this document and the governing authority cited at 31 C.F.R. § 1010.540, the governing authority controls. Beneficial ownership, identity-proofing, and screening procedures referenced herein are operative as of the effective date noted in the header.
Section 6. BSA / FinCEN 314(b) Guidance establishes obligations relating to BSA, AML, 314(b). Authorized recipients shall maintain a current copy of this regulation and reconcile against the underlying registry on the prescribed cadence. Where ambiguity exists between this document and the governing authority cited at 31 C.F.R. § 1010.540, the governing authority controls. Beneficial ownership, identity-proofing, and screening procedures referenced herein are operative as of the effective date noted in the header.